Altus Midstream Co false 0001692787 0001692787 2021-06-03 2021-06-03





Washington, D.C. 20549







Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 3, 2021



Altus Midstream Company

(Exact name of registrant as specified in its charter)




Delaware   001-38048   81-4675947
(State or other jurisdiction
of incorporation)
File Number)
  (IRS Employer
Identification No.)

One Post Oak Central, 2000 Post Oak Boulevard, Suite 100

Houston, Texas 77056-4400

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (713) 296-6000



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class




Name of each exchange
on which registered

Class A common stock, $0.0001 par value   ALTM   Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 5.07.

Submission of Matters to a Vote of Security Holders.

At the annual meeting of stockholders of Altus Midstream Company (the “Company”) held on June 3, 2021, there were 3,746,460 shares of the Company’s Class A common stock, par value $0.0001 per share, and 12,500,000 shares of the Company’s Class C common stock, par value $0.0001 per share, eligible to vote, of which 15,285,765 shares, or 94.1 percent, were voted.

The matters voted upon, the number of votes cast for, against, or withheld, as applicable, as well as the number of abstentions and broker non-votes as to such matters, were as stated below:



The following nominees for directors were elected to serve one-year terms expiring at the 2022 annual meeting of stockholders, by a plurality of shares voted:



   For    Withheld    Broker Non-Votes

Mark Borer

   14,046,491    55,034    1,184,240

Clay Bretches

   13,822,013    279,512    1,184,240

Staci L. Burns

   13,664,945    436,580    1,184,240

Joe C. Frana

   14,049,020    52,505    1,184,240

D. Mark Leland

   14,048,823    52,702    1,184,240

Kevin S. McCarthy

   13,764,819    336,706    1,184,240

Christopher J. Monk

   13,620,569    480,956    1,184,240

Stephen P. Noe

   13,623,512    478,013    1,184,240

Robert S. Purgason

   13,785,603    315,922    1,184,240

Ben C. Rodgers

   13,797,187    304,338    1,184,240

Jon W. Sauer

   13,647,147    454,378    1,184,240



The appointment of Ernst & Young LLP as the Company’s independent auditor for fiscal year 2021 was ratified by the majority of shares voted:








Broker Non-Votes


  15,997   1,804   0


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: June 4, 2021    

/s/ Rajesh Sharma

    Rajesh Sharma  
    Corporate Secretary